Financial Dealers and brokers work on the behalf of clients to conduct financial market transactions.

The responsibilities of a Financial Dealer or Broker include:

• Gathering information on securities, market conditions, government regulations and financial circumstances for the clients benefit
• Dealing in the marketplace as a representative of the client’s interests
• Giving ‘buy’ and ‘sell’ orders and making a record of orders given.
• Calculate and record transaction costs
• Develop lists of appropriate investments taking into account the client’s interests.